USDA Licensing & Registration Explained

Start here ⬇️

If the puppy comes from a USDA licensed or registered person, the puppy’s paperwork will include a USDA license or registration number, which consists of a combination of letters and numbers in this format: XX-X-XXXX.

(The middle (x) will contain a letter to indicate the license or registration class.)

Feature USDA Licensed IndividualUSDA Registered Individual
ActivitiesEngages in regulated activities for compensation or profit, such as buying, selling, or brokering animals for research, exhibition, or as pets.Owns or operates a research facility, is a carrier, or is an intermediate handler of animals.
FeePays the USDA a feeDoes not pay the USDA a fee
PurposeTo regulate for-profit animal businesses to ensure humane treatment.To regulate non-profit facilities and handlers to ensure humane treatment.
ExampleA dog breeder selling puppies to a pet store or a pet broker selling dogs to a research institution.A university that uses animals for research, a company that transports animals, or a facility that handles animals for research.

Needs to be Licensed

Class A: Breeder

The entire business consists only of animals that are bred and raised on the premises in a closed or stable colony. Those animals are acquired for the sole purpose of maintaining or enhancing the breeding colony.

Class B: Dealer/Broker

Dealer and broker are interchangeable terms in the puppy buying industry. They are the middlemen who purchase puppies from breeders and resell them to others. They rarely house animals themselves but coordinate transport.

Needs to be Registered

Class D: Intermediate Handler

Any person or government agency that is engaged in any business in which the person receives custody of animals in connection with the animal’s transportation in commerce.

Class E: Carrier

The operator of any airline, railroad, motor carrier, shipping line, or other enterprise that is engaged in the business of transporting any animals for hire.

How to Find & Read the Spreadsheet of Licensed and Registered Persons

Start here ⬇️

Click on ‘List of Persons Licensed or Registered Under the Animal Welfare Act (AWA)’ to find the excel spreadsheet.

Search by the license number (XX-X-XXXX), name or city/state. This is just a list of individuals licensed or registered. The important part is checking their inspection reports to see if they have violations.

Unsure of how to read this spreadsheet? Follow these directions. ➡️

How to Read the Spreadsheet

Registration Type: This column is the class type that a person is licensed or registered under. See ‘Class Type Definitions’ from Step 1.

APHIS Registration Number: This is the XX-X-XXXX format. See photo below.

Account Name: The legal name of the person or entity who holds the USDA license.

  • Used in official contracts and enforcement actions
  • Appears on legal documents
  • Stays consistent even if the business name changes

DBA (Doing Business As): The public-facing name a person or business uses. This is what customers might see on websites, shipping paperwork, kennel signs, or pet store tags.

  • Can differ from the legal name
  • May be used to mask identity (e.g., “Happy Tails Puppies” instead of “Smith Breeding LLC”)
  • One entity can have multiple DBAs tied to a single USDA license

City/State

Expiration Date: Some of the expiration dates are the year 3000. That is only for Excel formatting purposes. They are still required to file paperwork.


💡To narrow your search, click on the arrow at the top of the column and type your search term.

How to Read the Inspection Reports

Read the Inspection reports

a. Type the license number into the Public Search Tool. If the USDA license number is unavailable, request the name and address instead.

b. Verify that the status of the certificate (aka license) is active. If it’s canceled and they’re still selling puppies, that’s a red flag.

c. Click “Query Inspection Reports”.

d. Look through all of the reports for any violations.

Visit the breeder and ask questions BEFORE you purchase

It’s ok to walk away. Unethical sellers count on your emotions to drive the sale and often hide behind legal loopholes. They may be following the law, but that doesn’t mean they’re doing the right thing. They want you to feel sorry enough to buy the puppy, convincing yourself you’re “saving” it.

Buying that dog only fuels the cycle. It puts money in the seller’s pocket and ensures more animals will suffer.

If something feels off, speak up

If the conditions don’t meet your expectations, trust your instincts. Not everyone in the puppy industry is intentionally irresponsible; some simply lack the proper education or oversight. That’s why regulations exist. If you have concerns, report them through the appropriate channels.

Click below to file a complaint with APHIS and check your state laws.

Need help researching?

The goal of this site is to put all of the information in one place and make it free to the public but we know researching a puppy seller, breeder, rescue, or shelter takes time and sorting through public records, inspection reports, and licensing information can be overwhelming. Fetch the Facts offers consumer research services to help make the process easier. Whether you’re looking to support a responsible breeder or want to learn more about a rescue or shelter before adopting, we’re here to help.


Fetch the Facts does not promote or discourage a consumer’s choice to select a specific dog breed, but encourages informed and responsible decisions regardless of where a dog comes from. We believe that supporting responsible breeding practices, ethical rescues, and informed pet ownership can help improve animal welfare and reduce the number of dogs entering shelters over time.

If you are interested in this service please choose from one of the options below:

Puppy Trace Report

This report traces the puppy’s path from its current seller back to the breeder using publicly available records available under federal and applicable state laws. Depending on what information is publicly available, the report may include:

  • The seller’s license number
  • Seller inspection reports
  • The breeder’s and/or broker’s license number
  • Breeder and/or broker inspection reports
  • Previous business names or aliases associated with the breeder, broker, or seller
  • Copies of inspections or enforcement reports
  • The transporter’s USDA registration number and any publicly available transporter violations or enforcement records.

This report is based solely on publicly available information and record availability may vary by state, agency and seller.

Not sure how many reports you need?

Review the examples below before submitting your request. Puppies from the same litter and seller can often be researched together, while puppies from different litters or sellers require separate research reports.

Shelter/Rescue Transparency Report

This report reviews a rescue or shelter using publicly available records and information available under federal, state, and local laws (when applicable). Depending on what information is publicly available, the report may include:

  • The organization’s registered business or nonprofit name
  • State charity or nonprofit registration information
  • USDA and/or state license information (if applicable)
  • Inspection reports and publicly available violations
  • Previous business names, aliases, or affiliated organizations
  • Consumer complaints
  • Enforcement actions, or legal cases that are publicly documented

This report is based solely on publicly available information and record availability may vary by state, agency, and organization type.